Compliance Investigation and Enforcement
Monday, February 23, 2026
Category:Audit, Compliance & Governance
3
Days
Dubai
9:00am – 4:00pm
Introduction
There is an increased expectation by the administrations of countries and the general public to effectively investigate and impose statutory legislation and guidelines in most regulatory agencies today. Compliance training and compliance solutions play a vital role in keeping employees updated with organisational policies that are in sync with federal requirements.
This Compliance Investigation and Enforcement course will provide the basic skills needed to direct a wide range of inspections by officers, public-sector controlling bodies, and other agents in the public sector. This Solid State Training course will empower you with effective investigation training and techniques to foster compliance by client organisations and individuals.
Objectives
Upon completing this Compliance Investigation and Enforcement course successfully, participants will be able to:
- Investigate criminal, disciplinary or other regulatory breaches
- Act on identified non-compliance issues appropriately
- Explain any action taken if an examination comes under enquiry
- Prosecute serious non-compliance issues when required
- Examine protocols as well as other questionnaires that have been used in the past and may be used to help prepare your organisations for a future review
- Create a compliance management tool to ensure continued compliance improvement
- Explain the enforcement regulations and any recent changes
- Discuss upcoming trends in information security risks so you can start to plan for the work needed to do to stay in compliance and keep information private and secure
Training Methodology
This is an interactive Compliance Investigation and Enforcement training program and will consist of the following training approaches: Lectures, Seminars & Presentations, Group Discussions, Individual Coursework, Group Assignments, Case Studies & Functional Exercises, Practical Tests. Just like all our courses, this program also follows the ‘Do-Review-Learn-Apply’ model.
Organizational Impact
Companies who send in their employees to participate in this Compliance Investigation and Enforcement course can benefit in the following ways:
- Explore what artefacts and processes need to be documented to outlast an audit or enforcement review and evade fines
- Understand how to use the audit protocol as the basis for compliance undertakings and documentation for your organisation
- Keep your company one step ahead with this all-inclusive overview of enforcement compliance
- Gain a competitive advantage in the industry with more efficient compliance processes
- Increase employee satisfaction with the provision for professional development
- Trained employees will be better equipped to prevent issues related to enforcement compliance
Personal Impact
Professionals who participate in this course can benefit in the following ways:
- Fines and penalties for violations of regulations have been significantly increased – it is essential to be aware of such information so as to avoid paying hefty fine amounts
- Have an idea about what you will be asked if you are selected for an audit or enforcement review
- Know the rules that you need to comply with and what policies you can adopt that can help you come into compliance
- Realise how having a good compliance process can help you stay compliant more easily
Individuals who are seeking employment in the field of compliance, Individuals who are involved in monitoring for compliance, Individuals who conduct inspections, investigations, or compliance-related duties, Individuals who are currently employed and wish to expand their investigation and compliance skillset.
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